Security - Check Permissions

MFDF - Mutual Fund Directors Forum - SEC to Host Proxy Advisory Roundtable

Member Login



Request an account

Sample Banner 2

SEC to Host Proxy Advisory Roundtable

The SEC has announced that its staff will hold a roundtable on December 5 “to discuss the use of proxy advisory firm services by institutional investors and investment advisers.”  The Roundtable will explore the issues, including the services provided by proxy advisory firms, potential conflicts, and transparency in the proxy advisory industry, that were originally raised in a 2010 Concept Release on the proxy voting system.