Given the challenges and complexity of managing financial intermediaries, intermediary oversight remains an increasing area of focus for the SEC, fund boards and most fund companies. In a discussion tomorrow, Ken Larsen from Boston Financial Data Services will review the results of Boston Financial’s 4th Annual Financial Intermediary Administration Survey of mutual fund companies, share insights into how the industry is addressing the challenges of financial intermediary oversight, and discuss tools that can be assembled to better manage the overall compliance and operational obligations.
This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Tuesday, January 13, 2015. Registration is free for Forum members and $100 for non-members. Click here to register.