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Recap of IM Session at SEC Speaks

PLI's Securities Law Practice Center has posted a bullet-point summary of the topics and issues addressed during the invesment management panel of last week's SEC Speaks event.  During their panel discussion, the speakers, Jennifer McHugh, Susan Nash, Elizabeth Osterman, Bob Plaze, Doug Scheidt and David Vaughan, covered the IM Division's activities on:

  • target date funds
  • say on pay 
  • the Dodd-Frank IABD study
  • hedge funds and other private funds; and
  • money market funds.

Though merely a bullet point summary prepared as the panel discussion was in progress, the coverage of topics provides both a look back and a look forward at the focus of the IM Division.  The full summary of the highlights of the IM panel is available at: