K&L Gates has published the Spring 2011 edition of its quarterly "Investment Management Update." This issue features articles on a wide range of topics from SEC enforcement trends, interactive data, developments for closed-end funds, SEC whistleblower rules, and more.
- SEC Enforcement Ramping Up Cases Against Advisers
- Compliance Corner: XBRL Update
- Financial Services Reform
- Standard & Poor's Market Value Securities Proposal and the Ripple Effects on Closed-End Funds
- English Lessons for Dealings with the Islamic World
- Whistleblower Procedures: An Incentive for Internal Reporting
- The SEC's New Pay-to-Play Rule: Practical Guidance for Investment Advisers
- New Regulation of Municipal Advisors: Solicitors of Municipal Entities Beware
The full text of K&L Gates' Spring 2011 "Investment Management Update" may be read at: http://www.klgates.com/files/Publication/9063128b-e759-4af8-b753-013deacd0e63/Presentation/PublicationAttachment/0bacce4c-c99f-4ed3-982f-31e571663de1/Investment_Management_Update_Spring_2011.pdf